Page 68 - DCAC December 2024 Files

Managing a Prudent Due Diligence Process

Analyze – Set Goals and Objectives

Collect, review and analyze plan related documents:

• Investment policy statement (IPS);

• Plan document and trust document (including amendments);

• Documentation of fees and expenses

• Service agreements with all providers

• Information on retained money managers, such as a prospectus or similar documents; and

• Any other files pertaining to the management of your plan.

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