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Defined Benefit and Defined Contribution Recordkeeping
Operations General Information Technology Controls System
System and Organization Controls (SOC 1 ) Report
®
Applicable to Proprietary Recordkeeping (PRS), Case Accounting
(CAS), Participant Accounting (PAS), Investment Service
Operations, FIS OMNI Recordkeeping (OMNI) and DST TRAC
Recordkeeping (TRAC) Systems for the period October 1, 2019
through September 30, 2020
System and Organization Controls (SOC 1 ) Report is a registered service mark of the AICPA
®
