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San Mateo County
 2021 Annual Performance Standard Report

 Educational   C. After implementation, provide   $1,000 for failure to   Within 90 days after   Educational seminars were   Met Standard
 Seminars   mutually agreeable number of   provide agreed-upon   fund transition.   provided throughout plan transition
 educational seminars annually to   number of on-site group   period. Participant communication
 participants.   seminars.     and education plan reviewed and
                                       updated annually.

 Newsletter   D. After implementation, provide   Annual $500 penalty for   Quarterly   Electronic newsletters are sent to all   Met Standard
 newsletters to plan participants   failure to provide   participants for which Empower has
 regarding plan benefits/issues.   quarterly newsletters.   an email address and educational
                               materials are available on custom
                                          web portal
 On-Site Meetings  E. Provide representative on site for  $1,000 per year if agreed-  Included in previously   Annually per mutual agreement with   Met Standard
 mutually agreeable number of days   upon number of days is   referenced Education   the County and Deferred
 per month to meet with plan   not provided for 3 or more   and Communication   Compensation Committee.
 participants.   months.   Plan on an annual
              basis

 Training   F. Provide one half-day session per   $250 per quarter if   Quarterly   Willing to provide with mutual   Met Standard
 quarter to employer decision-  education sessions are   consent from the County.
 making and administrative   not provided.
 personnel on mutually agreeable
 topics






          Immediate notification                                   Met Standard
 Security   A. Encrypt all laptops and remote   $100 for each participant   of any data   All laptops and devices are
 computers carrying County   information compromised   compromise (within 24   encrypted. No data has been
 participant information and provide   and/or $1,000 for each   hours of provider   compromised.
 written quarterly reports on any   quarter in which report   knowledge of
 compromised of data that occurs.    not provided.    compromise) and
     quarterly written
     reports.



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