Page 12 - NovDefComp

Table of Contents

INTRODUCTION .................................................................................................................................. 1
Background .............................................................................................................................1

Purpose ...................................................................................................................................1
PART 1: EDUCATION POLICY – DECISION-MAKERS .................................................................................. 2

1.1 Intent.............................................................................................................................2
1.2 Objectives of Fiduciary Education .................................................................................2
1.3 Types of Educational Programs. ...................................................................................3

1.4 Process for Reviewing Education Objectives ................................................................3
PART 2: EDUCATION POLICY – PLAN PARTICIPANTS ............................................................................... 4

2.1 Intent.............................................................................................................................4
2.2 Plan Objectives .............................................................................................................4
2.3 Duties and Responsibilities ...........................................................................................5

2.4 Objective of Educational Programs ...............................................................................6
2.5 Types of Educational Information ..................................................................................6

2.6 Disclosure of Fees and Charges for Educational Services ............................................8
2.7 Communication to Participants ......................................................................................8