Page 10 - NovDefComp
P. 10
Defined Benefit and Defined Contribution Recordkeeping
Investment Service Operations System
®
System and Organization Controls (SOC 1 ) Report
Applicable to Recordkeeping Operations for the period October 1,
2019 through September 30, 2020
System and Organization Controls (SOC 1 ) Report is a registered service mark of the AICPA
®